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NYSE Arca
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#	Item
541	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-12 15:28:55 Economy of the United States Chicago Board Options Exchange Securities Exchange Act International Securities Exchange NYSE Arca U.S. Securities and Exchange Commission National market system plan Financial system Options Price Reporting Authority Financial markets United States Securities and Exchange Commission Financial economics
542	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]May 13, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change De Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-14 08:20:34 Financial Industry Regulatory Authority Financial regulation Securities Exchange Act Financial system U.S. Securities and Exchange Commission New York Stock Exchange NYSE Arca NYSE Euronext United States securities law Self-regulatory organizations Economy of the United States
543	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 16, 2009 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Relating to the De Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-22 10:23:42 Economy of the United States New York Self-regulatory organizations New York Stock Exchange NYSE Arca American Stock Exchange Securities Exchange Act Euronext Regulation NMS NYSE Euronext New York City United States Securities and Exchange Commission
544	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-05 14:54:26 NYSE Euronext Economy of New York City Stock market Self-regulatory organizations American Stock Exchange New York Stock Exchange NYSE Arca NASDAQ Stock market index New York City Economy of the United States Financial economics
545	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-06 12:09:04 Financial system Finance United States Securities and Exchange Commission Short selling New York Stock Exchange Securities Exchange Act Floor broker NYSE Arca Short Financial markets Financial regulation Financial economics
546	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 7, 2012 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-08 07:45:10 Funds Financial services Collective investment schemes Financial markets Exchange-traded fund Mutual fund Security Securities Exchange Act Money market fund Financial economics Investment Finance
547	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to BATS Exchange, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-18 15:02:46 Finance NASDAQ NYSE Arca Securities Exchange Act Exchange-traded fund Algorithmic trading Short Chicago Board Options Exchange Philadelphia Stock Exchange Financial economics Financial markets Investment
548	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-01 12:12:54 Securities Exchange Act NYSE Arca New York Stock Exchange Economy of the United States United States Financial regulation SEC filings United States securities law 73rd United States Congress United States Securities and Exchange Commission
549	Notice of Filing of Proposed Rule Change to List and Trade Shares of the Rockledge SectorSAM ETF under NYSE Arca Equities Rule 8.600 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-18 14:53:20 Financial services Collective investment schemes Stock market Exchange-traded fund Exchange-traded note Mutual fund Closed-end fund Advisorshares Stock market index Financial economics Investment Funds
550	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 7, 2010 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing Relating to Listing and Trading of AdvisorShares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-07 17:29:26 Funds Financial services Collective investment schemes Exchange-traded fund Mutual fund Net asset value Investment Advisor Securities Exchange Act Security Financial economics Investment Finance

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